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中国生物工程杂志

China Biotechnology
China Biotechnology
China Biotechnology  2023, Vol. 43 Issue (10): 120-128    DOI: 10.13523/j.cb.2303037
    
Evaluation of Biomedical Industry Technological Innovation Capability Based on High-value Patents
WANG Li-wei,YUAN Yin-chi,MAO Kai-yun,LU Jiao**()
Shanghai Information Center for Life Sciences, Shanghai Institute of Nutrition and Health, Chinese Academy of Sciences, Shanghai 200031, China
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Abstract  

Objective: To evaluate the biomedical industry technological innovation capability of major provinces (cities) in China based on high-value patents. Methods: Firstly, based on the standards put forward by Chinese National Intellectual Property Administration, the high-value patents are defined. Secondly, according to the characteristics of high-value patents, the evaluation indicators are selected from three dimensions: industrial technology innovation investment, industrial technology innovation output and industrial technology innovation quality. Finally, the weight is determined by the analytic hierarchy process (AHP) method. Results: Using the established indicator system, the biomedical industry technological innovation capability of Jiangsu, Beijing, Guangdong, Shandong, Zhejiang and Shanghai were evaluated in three stages. It was found that the biomedical industry technological innovation capability of Jiangsu and Guangdong have been constantly improved, while the capability of Shandong and Zhejiang are unstable and the capability of Beijing and Shanghai are declining. Conclusion: Although the overall evaluation of the biomedical industry technological innovation capability cannot be completed entirely by patent information, the evaluation of technological innovation ability of biomedical industry based on high-value patents can provide reference for the development of biomedical industry in China.

Key words： High-value patents      Biomedical      Industrial technology innovation capability     
Received: 14 March 2023      Published: 02 November 2023
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WANG Li-wei
YUAN Yin-chi
MAO Kai-yun
LU Jiao
Cite this article:

WANG Li-wei, YUAN Yin-chi, MAO Kai-yun, LU Jiao. Evaluation of Biomedical Industry Technological Innovation Capability Based on High-value Patents. China Biotechnology, 2023, 43(10): 120-128.

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https://manu60.magtech.com.cn/biotech/10.13523/j.cb.2303037     OR     https://manu60.magtech.com.cn/biotech/Y2023/V43/I10/120

一级指标 二级指标 三级指标
产业技术创新投入A1 24.26% 人才资源指标A11 56.71% 发明人数量指标B1 55.38%
发明人增长率指标B2 44.62%
机构资源指标A12 43.29% 申请人数量指标B3 40.12%
申请人增长率指标B4 59.88%
产业技术创新产出A2 15.88% 产出数量指标A21 42.92% 专利申请数量指标B5 40.83%
专利申请增长率指标B6 59.17%
产出范围指标A22 57.08% 地域范围指标B7 38.35%
技术范围指标B8 61.65%
产业技术创新质量A3 59.86% 技术层面指标A31 33.97% 专利被引数量指标B9 61.04%
权利要求数量指标B10 38.96%
经济层面指标A32 37.92% 美日欧三方专利占比指标B11 37.11%
转让/许可/质押占比指标B12 62.89%
战略层面指标A33 28.11% 同族专利指标B13 46.43%
专利深度指标B14 53.57%
Table 1 Indicator system and indicator weight of Industrial technological innovation capability based on high-value patents
Fig.1 Top 10 provinces (cities) of Chinese biomedicine high-value patents
时间段 指标 江苏 北京 广东 山东 浙江 上海
2006-2010年 发明人数量指标 0.097 8 0.174 7 0.107 8 0.061 7 0.073 9 0.115 5
发明人增长率指标 0.336 1 0.233 1 0.247 1 0.393 9 0.354 2 0.240 4
人才资源指标 0.204 1 0.200 8 0.167 0 0.209 9 0.199 0 0.171 2
申请人数量指标 0.081 1 0.133 9 0.093 4 0.053 0 0.066 6 0.097 1
申请人增长率指标 0.341 6 0.264 3 0.241 7 0.341 3 0.422 5 0.308 4
机构资源指标 0.237 1 0.212 0 0.182 2 0.225 6 0.279 8 0.223 6
2011-2015年 发明人数量指标 0.129 2 0.135 0 0.108 3 0.112 2 0.078 8 0.098 1
发明人增长率指标 0.275 8 0.129 9 0.213 1 0.278 7 0.163 2 0.176 4
人才资源指标 0.194 6 0.132 7 0.155 1 0.186 5 0.116 5 0.133 0
申请人数量指标 0.101 2 0.094 9 0.093 1 0.113 3 0.069 8 0.073 0
申请人增长率指标 0.318 3 0.058 6 0.326 6 0.535 9 0.183 0 0.078 1
机构资源指标 0.231 2 0.073 2 0.232 9 0.366 4 0.137 5 0.076 1
2016-2020年 发明人数量指标 0.147 2 0.124 8 0.136 9 0.087 8 0.084 2 0.084 2
发明人增长率指标 0.281 0 0.068 9 0.474 3 0.244 5 0.304 8 0.304 8
人才资源指标 0.206 9 0.099 9 0.287 4 0.157 7 0.182 6 0.016 4
申请人数量指标 0.109 9 0.094 6 0.125 9 0.074 9 0.075 0 0.070 7
申请人增长率指标 0.829 9 -0.395 2 1.819 0 0.349 0 0.373 3 -0.999 6
机构资源指标 0.541 0 -0.198 7 1.139 7 0.239 0 0.253 6 -0.570 2
Table 2 Score of industrial technology innovation investment indicators
时间段 江苏 北京 广东 山东 浙江 上海
2006-2010年 0.218 4 0.205 6 0.175 3 0.216 7 0.233 9 0.193 9
2011-2015年 0.210 4 0.107 0 0.188 8 0.264 4 0.125 6 0.108 4
2016-2020年 0.351 5 -0.029 4 0.656 4 0.192 9 0.213 3 -0.237 5
Table 3 Evaluation results industrial technology innovation investment indicators
时间段 指标 江苏 北京 广东 山东 浙江 上海
2006-2010年 专利申请数量指标 0.087 5 0.171 8 0.105 1 0.058 0 0.063 2 0.099 2
专利申请增长率指标 0.348 6 0.232 0 0.290 5 0.438 4 0.356 9 0.221 5
产出数量指标 0.242 0 0.207 4 0.214 8 0.283 1 0.237 0 0.171 5
地域范围指标 0.048 0 0.135 4 0.029 5 0.015 1 0.028 6 0.121 9
技术范围指标 0.389 5 0.516 9 0.513 1 0.254 7 0.367 0 0.457 0
产出范围指标 0.258 6 0.370 6 0.327 7 0.162 8 0.237 2 0.281 7
2011-2015年 专利申请数量指标 0.119 2 0.123 0 0.099 0 0.091 8 0.068 1 0.081 7
专利申请增长率指标 0.257 3 0.107 3 0.184 6 0.295 0 0.187 9 0.182 7
产出数量指标 0.200 9 0.113 7 0.149 6 0.212 0 0.139 0 0.141 5
地域范围指标 0.073 9 0.104 4 0.065 9 0.019 6 0.032 6 0.113 6
技术范围指标 0.534 4 0.580 3 0.557 4 0.370 5 0.400 0 0.459 0
产出范围指标 0.357 9 0.397 8 0.368 9 0.235 9 0.259 1 0.283 0
2016-2020年 专利申请数量指标 0.133 9 0.115 0 0.120 6 0.074 2 0.071 8 0.072 5
专利申请增长率指标 0.555 9 -0.130 7 0.695 8 0.342 6 0.314 6 -0.230 7
产出数量指标 0.383 5 -0.030 4 0.461 0 0.233 0 0.215 5 -0.106 9
地域范围指标 0.096 1 0.083 0 0.096 1 0.017 2 0.035 3 0.104 9
技术范围指标 0.507 3 0.527 7 0.568 5 0.387 8 0.466 5 0.437 4
产出范围指标 0.349 6 0.357 2 0.387 3 0.245 7 0.301 1 0.269 6
Table 4 Score of industrial technology innovation output indicators
时间段 江苏 北京 广东 山东 浙江 上海
2006-2010年 0.251 4 0.300 5 0.279 2 0.214 4 0.237 1 0.234 4
2011-2015年 0.290 5 0.275 9 0.274 8 0.225 7 0.207 6 0.222 2
2016-2020年 0.364 1 0.190 8 0.418 9 0.240 2 0.264 4 0.108 0
Table 5 Evaluation results industrial technology innovation output indicators
时间段 指标 江苏 北京 广东 山东 浙江 上海
2006-2010年 专利被引数量指标 0.092 4 0.180 9 0.117 6 0.062 5 0.066 8 0.097 4
权利要求数量指标 0.067 0 0.211 4 0.110 5 0.043 3 0.050 2 0.122 7
技术层面指标 0.082 5 0.192 8 0.114 8 0.055 0 0.060 3 0.107 3
三方专利占比指标 0.063 0 0.194 5 0.033 7 0.020 2 0.038 4 0.187 0
转让/许可/质押占比指标 0.095 5 0.170 9 0.112 8 0.071 9 0.067 7 0.116 8
经济层面指标 0.083 4 0.179 7 0.083 5 0.052 7 0.056 9 0.142 9
同族专利指标 0.073 4 0.160 6 0.084 7 0.024 3 0.035 5 0.121 0
专利深度指标 0.293 4 0.514 0 0.290 4 0.116 6 0.141 9 0.483 9
战略层面指标 0.191 3 0.349 9 0.194 9 0.073 7 0.092 5 0.315 4
2011-2015年 专利被引数量指标 0.128 1 0.130 5 0.112 2 0.089 7 0.067 9 0.080 1
权利要求数量指标 0.102 1 0.178 0 0.112 7 0.052 8 0.053 3 0.116 5
技术层面指标 0.117 9 0.149 0 0.112 4 0.075 3 0.062 2 0.094 3
三方专利占比指标 0.101 9 0.155 2 0.089 9 0.024 1 0.042 5 0.166 8
转让/许可/质押占比指标 0.136 7 0.110 7 0.106 4 0.139 7 0.073 9 0.089 2
经济层面指标 0.123 8 0.127 2 0.100 3 0.096 8 0.062 2 0.118 0
同族专利指标 0.097 4 0.118 7 0.098 5 0.031 1 0.046 0 0.122 4
专利深度指标 0.438 5 0.337 3 0.313 0 0.119 9 0.177 4 0.367 2
战略层面指标 0.280 2 0.235 8 0.213 4 0.078 6 0.116 4 0.253 5
2016-2020年 专利被引数量指标 0.139 8 0.128 7 0.135 4 0.076 1 0.070 5 0.078 0
权利要求数量指标 0.132 6 0.152 4 0.141 0 0.065 2 0.056 9 0.092 4
技术层面指标 0.137 0 0.137 9 0.137 6 0.071 8 0.065 2 0.083 6
三方专利占比指标 0.109 5 0.126 5 0.089 4 0.018 6 0.042 2 0.154 2
转让/许可/质押占比指标 0.140 3 0.128 6 0.130 5 0.099 4 0.085 3 0.107 8
经济层面指标 0.128 9 0.127 8 0.115 2 0.069 4 0.069 3 0.125 0
同族专利指标 0.131 7 0.104 1 0.108 5 0.031 4 0.046 8 0.114 0
专利深度指标 0.452 9 0.409 2 0.426 4 0.115 2 0.214 5 0.348 3
战略层面指标 0.303 8 0.267 5 0.278 8 0.076 3 0.136 6 0.239 5
Table 6 Score of industrial technology innovation quality indicators
时间段 江苏 北京 广东 山东 浙江 上海
2006-2010年 0.113 4 0.232 0 0.125 4 0.059 4 0.068 1 0.179 3
2011-2015年 0.165 8 0.165 1 0.136 2 0.084 4 0.077 4 0.148 0
2016-2020年 0.180 8 0.170 5 0.168 8 0.072 2 0.086 8 0.143 2
Table 7 Evaluation results industrial technology innovation quality indicators
时间段 指标 江苏 北京 广东 山东 浙江 上海
2006-2010年 产业技术创新投入 0.218 4 0.205 6 0.175 3 0.216 7 0.233 9 0.193 9
产业技术创新产出 0.251 4 0.300 5 0.279 2 0.214 4 0.237 1 0.234 4
产业技术创新质量 0.113 4 0.232 0 0.125 4 0.059 4 0.068 1 0.179 3
产业技术创新能力 0.160 8 0.236 5 0.161 9 0.122 2 0.135 2 0.191 6
2011-2015年 产业技术创新投入 0.210 4 0.107 0 0.188 8 0.264 4 0.125 6 0.108 4
产业技术创新产出 0.290 5 0.275 9 0.274 8 0.225 7 0.207 6 0.222 2
产业技术创新质量 0.165 8 0.165 1 0.136 2 0.084 4 0.077 4 0.148 0
产业技术创新能力 0.196 4 0.168 6 0.171 0 0.150 5 0.109 8 0.150 2
2016-2020年 产业技术创新投入 0.351 5 -0.029 4 0.656 4 0.192 9 0.213 3 -0.237 5
产业技术创新产出 0.364 1 0.190 8 0.418 9 0.240 2 0.264 4 0.108 0
产业技术创新质量 0.180 8 0.170 5 0.168 8 0.072 2 0.086 8 0.143 2
产业技术创新能力 0.251 3 0.125 3 0.326 8 0.128 1 0.145 7 0.045 2
Table 8 Evaluation results industrial technology innovation capability
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